BANKING AND CAPITAL MARKET LAW

We advise domestic and foreign capital companies, financial service providers and closed end funds not only in all matters of stock market and capital market law, but we also support them in initial public offerings or de-listing.

A selection from our advisory topics:

  • Initial public offering and de-listing
  • Corporate governance codes
  • Legal support of annual general shareholders’ meetings of listed companies
  • Advising in the issuing of shares and securities
  • Models for employee share participation plans
  • Advice according to the German Securities Trading Act (Wertpapierhandelsgesetz) (insider law, compulsory registration, director’s dealings, ad-hoc publicity)
  • Bonds / public financing
  • Financial instruments
  • Securing of debts by bonding
  • Advising of credit institutions and financial service providers in the entire spectrum of private and corporate client interactions
  • Bank supervisory law and insurance supervisory law
  • Licensing for banks, insurance companies, and securities service providers
  • Law governing capital investment companies, including advising according to the German Investment Act (Investmentgesetz) and Investment Tax Act (Investmentsteuergesetz).
  • Venture capital and mezzanine financing
  • Project financing
  • Support in the preparation of prospectuses, permit procedures at the German Federal Financial Supervisory Authority (BaFin)